Vermont
Department of Environmental Conservation
Facilities
Engineering Division
Environmental
Review Procedures for
Projects
Funded Through the
Vermont/EPA
Revolving Loan Program
I. Purpose and Policy
a. Section 602(b)(6) of Title VI of
the Federal Clean Water Act requires that states have an environmental review
process for Title VI projects. This
process can be the same as that applied to Title II projects under the National
Environmental Policy Act (NEPA) or can be modified if the intent of NEPA is
met. The State of Vermont, Department of
Environmental Conservation (VT DEC) provides state grant funds to projects under
Title II and Title VI and applies the NEPA process to Title II projects. It is our intent to apply substantially the
same process to Title VI projects. A
statement of the process follows.
II. Definitions
a. Terminology. All terminology used in this part will be
consistent with the terms as defined in 40 CFR Part 1508 (the CEQ
Regulations). Any qualifications will be
provided in the definitions set forth in each subpart of the procedure.
b. The term "environmental
review" means the process whereby an evaluation is undertaken by the VT
DEC to determine whether a proposed project may have a significant impact on
the environment and therefore require the preparation of an EIS.
c. The term "environmental
information document" means any written analysis prepared by an applicant
or contractor describing the environmental impacts of a proposed project. This document will be of sufficient scope to
enable the responsible official to assess the environmental impacts of the
proposed project.
d. The term "loan" means a
loan of funds by a written loan agreement from the VT/EPA Revolving Loan Fund
(SRF).
e. "Applicant" means any
local authority which has filed an application for loan assistance from the
SRF.
f. "Responsible official"
means the Director, VT Public Facilities Division, or a designated
representative thereof, who is authorized to fulfill the requirements of these
procedures.
g. The term "record of
decision" (ROD) means a document prepared and issued by the VT DEC
responsible official on the environmental impact statement which includes an
identification of mitigation measures.
h. The term "planning/design
loan" means a loan which is issued for the purpose of preparation of a
plan (including environmental review process) and/or preparation of design
drawings and specifications for a potential construction project.
i. The term "project"
means a construction project which receives a loan for the purpose of building
a publicly owned treatment works.
III. Applicability
These
procedures apply to all construction projects funded wholly or partly from
funds within the VT/EPA Revolving Loan Fund which are derived from the federal
capitalization grant, except as provided in Section IV. These procedures may be carried out during
the planning/design project which received a loan from the revolving fund.
IV. Overview of the Environmental
Review Process
The
process for conducting an environmental review of wastewater facility
construction projects includes the following steps:
a. Consultation. The applicant is encouraged to consult with
VT DEC early in project formulation or the facilities planning stage to
determine whether a project is eligible for a categorical exclusion from the
remaining substantive environmental review requirements of these procedures, to
determine alternatives to the proposed project for evaluation, to identify
potential environmental issues and opportunities for public recreation and open
space, and to determine the potential need for partitioning the environmental review
process and/or the need for an Environmental Impact Statement (EIS).
b. Determining categorical
exclusion eligibility. At the
request of an applicant, VT DEC will determine if a project is eligible for a
categorical exclusion as described in Section VII of these procedures.
c. Documenting environmental
information. If the project is
determined to be ineligible for a categorical exclusion, or if no request for a
categorical exclusion is made, the potential applicant subsequently prepares an
Environmental Information Document (EID) for the project.
In
the event that the proposed action is of a limited nature, but does not qualify
for a categorical exclusion, and that an EID has been approved previously by
the US EPA or VT DEC for wastewater facilities, the responsible official may
determine to what extent updated information may suffice to provide the
requisite environmental review of the project.
d. Assessing environmental
impacts. The VT DEC reviews the
environmental information document and based upon an assessment of the
environmental impacts of the proposed project, the VT DEC:
1. Prepares and issues a Finding of No Significant Impact
(FNSI); or
2. Prepares and issues a Notice of Intent to prepare an
original or supplement EIS and Record of Decision (ROD).
e. Monitoring. The construction and post-construction
operation and maintenance of the facilities are monitored to ensure
implementation of mitigation measures identified in the FNSI or ROD.
V. Consulting During the Facilities
Planning Process
The
responsible official shall initiate the environmental review process early to
identify environmental effects, avoid delays, and resolve conflicts. The environmental review process should be
integrated throughout the facilities planning process. Potential applicants should consult with VT
DEC early in the facilities planning process to determine the appropriateness
of a categorical exclusion, the scope of an Environmental Assessment, or the
appropriateness of the early preparation of an Environmental Impact Statement
(EIS). The consultation would be most
useful during the evaluation of project alternatives prior to the selection of
a preferred alternative to assist in resolving any identified environmental
problems.
VI. Coordination With Other
Environmental Review and Consultation Requirements
Various
state and federal laws and executive orders address specific environmental
concerns and review procedures. The
responsible official shall integrate to the greatest practicable extent those
concerns and applicable procedures during implementation of the environmental
review process to ensure an interdisciplinary approach to assessing impacts
including adherence to other state and federal environmental objectives. Coordination shall be implemented early with
the State Clearinghouse Review Process.
Referenced
below are pertinent laws, regulations, or executive orders which should be
included in this coordinated effort:
a. Landmarks, historical, and
archaeological sites
1. Historic Sites Act;
2. National Historic Preservation Act;
3. Archaeological and Historic Preservation Act;
4. Executive Order 11593, "Protection and Enhancement of
the Cultural Environment;"
5. Executive Order 12372, "Intergovernmental Review of
Federal Programs;"
b. Wetlands, floodplains, important
farmlands, coastal zones, wild and scenic rivers, fish and wildlife, and
endangered species.
1. Executive Order 11990, "Protection of Wetlands;"
2. Executive Order 11988, "Floodplain Management;"
3. Farmland Protection Policy Act;
4. EPA Policy to Protect Environmentally Significant
Agricultural Lands, September 8, 1978;
5. Coastal Zone Management Act;
6. Wild and Scenic Rivers Act;
7. Fish and Wildlife Coordination Act; and
8. Endangered Species Act.
c. Air Quality-Clean Air Act, as amended
in 1977.
VII. Categorical Exclusions
a. At the request of an applicant,
the responsible official shall determine from existing information and
documents whether an action is consistent with the categories eligible for
exclusion from review identified in VII (b) and not inconsistent with the
criteria in VII (c).
b. Categories of actions eligible
for exclusion. For these procedures
actions consistent with any of the following categories are eligible for a
categorical exclusion:
1. Actions for which the facilities planning is solely directed
toward minor rehabilitation of existing facilities, functional replacement of
equipment, or toward the construction of new ancillary facilities adjacent or
appurtenant to existing facilities which do not affect the degree of treatment
or capacity of the existing facility by more than 20%. Such actions include, but are not limited to,
infiltration and inflow corrections, replacement of existing facility, equipment
or structures, and the construction of additional treatment structures on
existing sites.
2. Actions in communities of less than 10,000 persons which are
for minor upgrading and minor expansion of existing treatment works or
collection lines, or for on-site disposal systems.
3. Other actions developed in accordance with paragraph (d) of
this section.
c. Criteria for not granting a
categorical exclusion.
1. The full environmental review procedures must be followed if
undertaking an action consistent with the categories described in paragraph (b)
may involve serious local or environmental issues, or meets any of the criteria
listed below:
a. The facilities to be provided will
create a new discharge to surface or groundwater;
b. The facilities will result in
substantial increases in the volume of discharge or the loading of pollutants
from an existing source or from new facilities to receiving waters;
c. The facilities would provide capacity
to serve an equivalent population 30% greater than the existing equivalent
population;
d. The action is known or expected to have
a significant negative effect on the quality of the human environment, either
individually, cumulatively over time, or in conjunction with other federal, state,
local, or private actions;
e. The action is known or expected to
directly or indirectly affect: (1)
cultural resource areas such as archaeological and historic sites, (2) habitats
of endangered or threatened species, (3) environmentally important natural
resource areas such as floodplains, wetlands, important farmlands, aquifer
recharge zones, or (4) other resource areas identified in supplemental guidance
issued by the VT DEC; or
f. The action is known or expected not to
be cost-effective or to cause significant public controversy.
2. Notwithstanding the provisions of paragraph (b), if any of
the above conditions exist, the responsible official shall ensure:
a. That a categorical exclusion is not
granted or, if previously granted, that it is revoked according to paragraph
e2(c) of this part;
b. That either a FNSI or an EIS and ROD
are prepared and issued.
d. Developing new categories of
excluded actions. The responsible
official or other interested parties may request that a new category of
excluded actions be created, or that an existing category be amended or
deleted. The request shall be made in
writing to the Director, and shall contain adequate information to support the
request. Proposed new categories shall
be developed by VT DEC. The following
shall be considered in evaluating proposals for new categories:
1. Actions in the proposed category should seldom result in the
effects identified in Paragraph VIII.(c)(1);
2. Based upon previous environmental reviews, actions
consistent with the proposed category have not required the preparation of an
EIS; and
3. Whether information adequate to determine if a potential
action is consistent with the proposed category will normally be available when
needed.
e. Proceeding with loan
agreements.
1. After a categorical exclusion on a proposed treatment works
has been granted, and notices published, loan agreements may proceed without
being subject to any further environmental review requirements, unless the
responsible official determines that the project, or the conditions at the time
of the categorical determination was made, have changed significantly since the
independent VT DEC review of information submitted by the applicant in support
of the exclusion.
2. For categorical exclusion determinations five or more years
old, the responsible official shall re-evaluate the project, environmental
conditions and public views, and prior to a loan agreement, either:
a. Reaffirm--issue a public notice
reaffirming the original environmental determination to proceed with the
project without need for any further environmental review;
b. Supplement--update the information in
the decision document on the categorically excluded project and prepare, issue,
and distribute a revised notice; or
c. Reassess--revoke the categorical
exclusion and require a complete environmental review to determine the need for
an EIS, followed by preparation, issuance, and distribution of a FNSI, or EIS
and ROD.
VIII. Environmental Review Process
a. Review of completed facilities
plans. VT DEC shall review the
completed facilities plan with particular attention to the Environmental
Information Document (EID) and its utilization in the development of
alternatives and the selection of a preferred alternative. An adequate Environmental Information
Document shall be an integral part of any facilities plan submitted to Vermont
DEC. The EID shall be of sufficient scope
to enable the responsible official to make determinations on requests for
partitioning the environmental review process and for preparing a FNSI.
b. Environmental assessment. The environmental assessment process shall
cover all potentially significant environmental impacts. VT DEC personnel shall assess environmental
impacts before the facilities plan approval if needed for compliance with
environmental review requirements. Each
of the following subjects, and requirements, shall be included in the EID so
that Vermont DEC personnel may objectively identify potentially significant
environmental concerns and the potential impacts.
1. Description of the existing environment. For the delineated facilities planning area,
the existing environmental conditions relevant to the analysis of alternatives,
or to determining the environmental impacts of the proposed action, shall be
considered.
2. Description of the future environment without the
project. The relevant future
environmental conditions shall be described.
The no action alternative should be discussed.
3. Purpose and need.
This should include a summary discussion and demonstration of the need,
or absence of need, for wastewater facilities in planning area, with particular
emphasis on existing public health or water quality problems and their severity
and extent.
4. Documentation.
Sources of information used to describe the existing environment and to
assess future environmental impacts should be clearly referenced. These sources should include regional, state,
and federal agencies with responsibility or interest in the environmental
concerns.
5. Analysis of alternatives.
This discussion shall include a comparative analysis of feasible
alternatives, including the no action alternative, throughout the study
area. The alternatives shall be screened
with respect to capital and operating costs; direct, indirect, and cumulative
environmental effects; physical, legal, or institutional constraints; and compliance
with regulatory requirements. Special
attention should be given to: The
environmental consequences of long-term, irreversible, and induced impacts; and
that applicants have satisfactorily demonstrated analysis of potential
recreation and open-space opportunities in the planning of the proposed
treatment works. The reasons for
rejecting any alternatives shall be presented in addition to any significant
environmental benefits precluded by rejection of an alternative. The analysis should consider when relevant to
the project:
a. Flow and waste reduction measures,
including infiltration/flow reduction and pretreatment requirements.
b. Appropriate water conservation
measures;
c. Alternative locations, capacities, and
construction phasing of facilities;
d. Alternative waste management
techniques, including pretreatment, treatment and discharge, wastewater reuse,
land application, and individual systems;
e. Alternative methods for management of
sludge, other residual materials, including utilization options such as land
application, composting, and conversion of sludge for marketing as a soil
conditioner or fertilizer.
f. Improving effluent quality through
more efficient operation and maintenance;
g. Appropriate energy reduction measures;
and
h. Multiple use including recreation,
other open space, and environmental education.
6. Evaluating environmental consequences of proposed
action. A full range of relevant impacts
of the proposed action shall be discussed, including measures to mitigate
adverse impacts, any irreversible or irretrievable commitments of resources to
the project and the relationship between local short-term uses of the
environment and the maintenance and enhancement of long-term productivity. Any specific requirements, including loan
conditions and area wide waste treatment management plan requirements, should
be identified and referenced. In
addition to these items, the responsible official may require environmental
review requirements be included with the facilities plan. Such requirements should be discussed
whenever meetings are held with applicants.
7. Minimizing adverse effects of the proposed action.
a. Structural and nonstructural measures,
directly or indirectly related to the facilities plan, to mitigate or eliminate
adverse effects on the human an natural environments, shall be identified
during the environmental review. Among
other measures, structural provisions include changes in facility design, size,
and location; nonstructural provisions include staging facilities, monitoring
and enforcement of environmental regulations, and local commitments to develop
and enforce land use regulations.
b. The Vermont DEC shall not accept a
facilities plan, nor approve loan assistance for its implementation, if the
applicant has not made, or agreed to make, changes in the project, in
accordance with determinations made in a FNSI or the ROD for a EIS. The Vermont DEC shall condition a loan or seek
other ways to ensure that the applicant will comply with such environmental
review determinations.
c. FNSI/EIS determination. The responsible official shall apply the
criteria under Section XI to the following:
1. A complete facilities plan;
2. The EA; and
3. Other documentation deemed necessary by the responsible
official adequate to make an EIS determination by Vermont DEC. Following an independent environmental review
of the project, the responsible official shall document
in writing the
reasons for his determination to issue a FNSI or to prepare an EIS. The responsible official's determination to
issue a FNSI or to prepare an EIS shall constitute final Vermont DEC action.
IX. Partitioning the Environmental
Review Process
a. Purpose. Under
certain circumstances, the building of a component/portion of a wastewater
treatment system may be justified in advance of completing all environmental
review requirements for the remainder of the system(s). When there are overriding considerations of
cost or impaired program effectiveness, the responsible official may approve a
loan for a discrete component of a complete wastewater treatment
system(s). The process of partitioning
the environmental review for the discrete component shall comply with the
criteria and procedures described in paragraph (b) of this section. In addition, all reasonable alternatives for
the overall wastewater treatment works system(s) of which the component is a
part shall have been previously identified and each part of the environmental
review for the remainder of the overall facilities plan shall comply with all
requirements under Section VIII.
b. Criteria for partitioning. The project component must:
1. Immediately remedy a severe public
health, water quality, or other environmental problem;
2. Not foreclose any reasonable
alternatives identified for the overall wastewater treatment works system(s);
3. Not cause significant adverse direct or
indirect environmental impacts including those which cannot be acceptably
mitigated without completing the entire wastewater treatment system of which
the component is a part; and
4. Not be highly controversial.
c. Request for partitioning. The applicant's request for partitioning must
contain the following:
1. A description of the discrete component
proposed for construction before completing the environmental review of the
entire facilities plan;
2. How the component meets the above
criteria;
3. The environmental information required
by Section VIII for the component; and
4. Any preliminary information that may be
important to Vermont DEC in an EA determination for the entire facilities plan.
d. Approval of requests for partitioning. The responsible official shall:
1. Review the request for partitioning
against all requirement of this procedure;
2. If approvable, prepare and issue a
FNSI;
3. Include a loan condition prohibiting
the building of additional or different components of the entire facilities
plan for which the environmental review is not complete.
X. Finding of no Significant
Impact (FNSI) Determination
a. Criteria for producing and distributing a FNSI. If, after completion of the environmental
review, Vermont DEC determines that an EIS will not be required, the
responsible official shall issue a FNSI.
The FNSI will be based on Vermont DEC independent review of the EID and
any other environmental information deemed necessary by the responsible
official consistent with the requirements of Section VIII. The FNSI shall list mitigation measures
necessary to make the recommended alternative environmentally acceptable.
b. Proceeding with loan agreement.
1. Once the issued FNSI becomes effective
for the facilities plan for the study area, a loan agreement may proceed
without preparation of an additional FNSI, unless the responsible official
determines that the project or environmental conditions have changed
significantly from that which underwent environmental review.
2. For an Environmental Assessment/FNSI
five or more years old, the responsible official shall re-evaluate the project,
environmental conditions, and public views, and, prior to approval of loan
agreement, either:
a. Reaffirm--issue a public notice reaffirming
the original environmental determination to proceed with the project without
revising the Environmental Assessment;
b. Supplement--require an update of the
Environmental Assessment, issue and distribute a revised FNSI; or
c. Reassess--withdraw the FNSI and publish
a notice of intent to produce an Environmental Assessment, followed by the
preparation, issuance, and distribution of the Environmental Assessment and
ROD.
c. Revisions to the Project.
1. Statement of Findings. If the project scope of work is revised after
FNSI has been issued, but the revision is determined by the VT DEC to be a
minor revision, the VT DEC shall issue a Statement of Findings (SOF)
documenting the reason for the revision and its impact, if any, on the environment. The SOF shall be distributed to parties who
previously indicated interest in the project environmental review process.
2. Amendment. If the project scope of work is revised after
a FNSI has been issued, but the revision is determined by the DEC to be
significant, the DEC shall issue an amendment to the FNSI with proper public
notification as identified in Section XV and shall provide for a public meeting
to discuss the amendment.
XI. Criteria for Initiating
Environmental Impact Statements (EIS)
a. Conditions requiring an EIS. The responsible official shall assure that an
EIS will be prepared and issued when it is determined that the treatment works
or collector system will cause any of the conditions to exist, or when:
b. The project may significantly affect the pattern and type of
land use (industrial, commercial, agricultural, recreational, residential) or
growth and distribution of population;
c. The effects resulting from any structure or facility
constructed or operated may conflict with local, regional, or state land use
plans or policies;
d. The project may have significant adverse effects on
wetlands, including indirect and cumulative effects, or any major part of the
project may be located in significant wetlands;
e. The project may significantly affect a habitat identified on
the Department of the Interior' or the state's threatened and endangered
species lists, or may be located in the habitat;
f. Implementation of the project may directly cause or induce
charges that significantly:
1. Displace population;
2. Alter the character of existing
residential areas;
3. Adversely affect a floodplain; or
4. Adversely affect significant amounts of
important farmlands or agricultural operations on this land.
g. The project may directly, indirectly, or cumulative have
significant adverse effects on parklands, preserves, other public land, or
areas of recognized scenic, recreational, archaeological, or historic value;
h. The project may directly, or through induced development,
have a significant adverse effect upon local ambient air quality, local ambient
noise levels, surface water or groundwater quality or quantity, water supply,
fish, shellfish, wildlife, and their natural habitats;
i. The treated effluent is being discharged into a body of
water where the present classification is too lenient or is being challenged as
too low to protect present or recent uses, and the effluent will not be of
sufficient quality or quantity to meet the requirements of these uses; or
j. Other conditions.
The responsible official shall also consider preparing an EIS if: the project is highly controversial; the
project, in conjunction with related federal, state, or local resource
projects, produces significant cumulative impacts; or if it is determined that
the treatment works may violate federal, state, or local laws or requirements
imposed for the protection of the environment.
XII. Environmental Impact Statement
(EIS) Preparation
a. Steps in preparing the EIS. In addition to the other requirements
specified in this procedure, the responsible official will conduct the
following activities:
1. Notice of intent. If a determination is made that an EIS will
be required, the responsible official shall prepare and distribute a notice of
intent.
2. Scoping. As soon as possible, after the publication of
the notice of intent, the responsible official will convene a meeting of
affected federal, state, and local agencies, the applicant and other interested
parties to determine the scope of the EIS.
As part of the scoping meeting, VT DEC will, as a minimum:
a. Determine the significance of issues
for and the scope of those significant issues to be analyzed in depth in the
EIS;
b. Identify potential cooperating agencies
and determine the information or analyses that may be needed from cooperating
agencies or other parties;
c. Discuss the method for EIS preparation
and the public participation strategy;
d. Identify consultation requirements of
other environmental laws; and
e. Determine the relationship between the
EIS and the completion of the facilities plan and any necessary coordination
arrangements between the preparers of both documents.
3. Identifying and evaluating
alternatives. Immediately following the
scoping process, the responsible official shall commence the identification and
evaluation of all potentially viable alternatives to adequately address the
range of issues identified in the scoping process. Additional issues may be addressed, or others
eliminated, during this process and the reasons documented as part of the EIS.
b. Method for preparing EIS. After Vermont DEC determines the need for an
EIS, it shall select one of the following methods for its preparation:
1. By Vermont DEC contracting directly
with a qualified consulting firm;
2. By utilizing a third party method
whereby the responsible official enters into "third party
agreements:" for the applicant to engage and pay for the services of a
third party to prepare the EIS. Such
agreement shall not be initiated unless both the applicant and the responsible official
agree to its creation. A third party agreement
will be established prior to the applicant's EID and eliminate the need for the
comment. In proceeding under the third
party agreement, the responsible official shall carry out the following
practices:
a. In consultation with the applicant, choose
the third party contractor and manage that contract;
b. Select the consultant based on ability
and absence of conflict of interest.
Third party contractors will be required to execute a disclosure
statement prepared by the responsible official signifying they have no
financial or other conflicting interest in the outcome of the project; and
c. Specify the information to be developed
and supervise the gathering, analysis, and presentation of the
information. The responsible official
shall have sole authority for approval and modification of the statements,
analyses, and conclusion included in the third party EIS.
XIII. Record of Decision (ROD) for the
EIS and Identification of Mitigation Measures
a. Record of Decision.
After a final EIS has been issued, the responsible official shall
prepare an issue a ROD prior to, or in conjunction with, the approval of the
facilities plan. The ROD shall include
identification of mitigation measures derived from the EIS process including
loan conditions which are necessary to minimize the adverse impacts of the
selected alternative.
b. Specific mitigation measures. Prior to the approval of a facilities plan,
the responsible official must ensure that effective mitigation measures identified
in the ROD will be implemented by the applicant. This should be done by revising the
facilities plan, initiating other steps to mitigate adverse effects, or
including conditions in loans requiring actions to minimize effects. Care should be exercised if a condition is to
be imposed in a loan document to assure that the applicant possesses the
authority to fulfill the conditions.
c. Proceeding with loan agreements.
1. Once the ROD has been prepared on the
selected or preferred alternative(s) for the facilities plan described within
the EIS, loan agreements may proceed without preparation of a supplemental EIS
unless the responsible official determines that the project or the
environmental conditions described within the current EIS have changed
significantly from the previous environmental review.
2. For EISs five or more years old, the
responsible official shall re-evaluate the project, environmental conditions,
and public views, and compare them to the information contained within the EIS
and, prior to loan agreement, make a determination to either:
a. Reaffirm--prepared, issue, and
distribute a FNSI affirming the original environmental determination to proceed
with the project, and documenting that no additional significant impacts were
identified during the re-evaluation which would require supplementing the EIS;
or
b. Supplement--conduct additional studies
and prepare, issue, and distribute a supplemental EIS and document the original
or any revised decision in an addendum to the ROD.
XIV. Monitoring for Compliance
a. General. The
responsible official shall ensure adequate monitoring of mitigation measures
and other loan conditions identified in the FNSI or ROD.
b. Enforcement. If
the applicant fails to comply with loan conditions, the responsible official
may consider applying the following sections:
1. withhold payment
2. suspend or terminate the loan agreement
for cause
3. suspend the applicant as an eligible
applicant
4. take
other appropriate administrative action or
5. institute judicial proceedings
XV. Public, Federal Agency, and Other
State Agency Involvement
a. The VT DEC shall rake diligent efforts to involve the public
in the environmental review process consistent with program statutes,
regulations and State Clearinghouse for Intergovernmental Review policies on
public participation. The responsible
official shall ensure that public notice is provided and shall ensure that
public involvement is carried out following state policies and guidelines on
public participation.
General. Consistent with state public participation
regulations, it is VT DEC policy that certain public participation steps be
achieved before the VT DEC completes the environmental review process. As a minimum, for protects not qualifying for
a categorical exclusion, potential applicants shall conduct:
1. One public meeting when alternatives
have been developed, but before an alternative has been selected, to discuss
all alternatives under consideration and the reasons for rejection of others;
and
2. One public hearing prior to formal
adoption of a facilities plan to discuss the proposed facilities plan and any
needed mitigation measures. In the event
that a full-scale facilities plan is not prepared, or an existing facilities
plan is amended because the proposed action is determined to be of a limited nature,
the responsible official may approve the substitution of a public meeting with
appropriate public notice instead of a public hearing for this requirement.
b. Publication of notices of intent. As soon as practicable after a decision is
rendered to issue a categorical exclusion or FNSI, or to prepare an EIS (but
before initiating the process), the responsible official shall send the notice
of intent to interested and affected members of the public, and shall publish
the notice of intent in a newspaper of general circulation in the community of
the project.
The responsible
official shall not take administrative action on the project for at least
thirty (30) calendar days after release of the notice of determination on the
categorical exclusion or release of the FNSI to allow time for public response.
c. Record of Decision.
The responsible official shall disseminate the record of decision to
those parties which commented ont he draft of final EIS. One copy shall be submitted to EPA.
d. EIS. The
responsible official shall follow, as applicable, procedures identified at 40
CFR, Part 6, Subpart B, for official filing requirements, availability of
documents, commenting process, and supplements to the EIS.
e. Scope. The
responsible official may institute additional NEPA-related public participation
procedures as are deemed necessary during the environmental review process.
XVI. The Environmental Impact Statement
Format
Preparers
of EIS must use plain language and may use appropriate graphics so that
decision makers and the public can readily understand them. Statements shall be based upon the analyses
and supporting data from the natural and social sciences and the environmental
design. The format used for the EIS
shall encourage good analysis and clear presentation of alternatives, including
the proposed action, and their environmental, economic, and social
impacts. The following standard format
for EISs should be used unless the responsible official determines that there
is a compelling reason to do otherwise:
a. Cover Sheet;
b. Executive Summary;
c. Table of Contents;
d. Purpose of and need for action;
e. Alternatives including proposed action;
f. Affected environment;
g. Environmental consequences of the alternative;
h. Coordination (includes list of agencies, organizations, and
persons to whom copies of the EIS are sent);
i. List of preparers;
j. Index (commensurate with complexity of EIS);
k. Appendices.
XVII. Executive Summary
The
executive summary shall describe in sufficient detail (10-15 pages) the
critical facets of the EIS so that the reader can become familiar with the
proposed project or action and its net effects.
The executive summary shall focus on:
a. The existing problem;
b. A brief description of each alternative evaluated (including
the preferred and no action alternatives) along with a listing of the
environmental impacts, possible mitigation measures relating to each
alternative, and any areas of controversy (including issues raised by
governmental agencies and the public); and
c. Any major conclusions.
A comprehensive
summary may be prepared in instances where the EIS is unusually long in
nature. The comprehensive summary may be
circulated in lieu of the EIS; however, both documents shall be distributed to
any federal, state, and local agencies who have EIS review responsibilities and
also shall be made available to other interested parties upon request.
XVIII. Body of the EIS
a. Purpose and need. The
EIS shall clearly specify the underlying purpose and need to which VT DEC is
responding.
b. Alternatives including the proposed actions. In addition to alternatives indicated in 40
CFR 1502.14, the EIS shall discuss:
1. Alternatives considered by the
applicant. This section shall include a
balanced description of each alternative considered by the applicant. These discussions shall include size and
location of facilities, land requirements, operation and maintenance requirements,
auxiliary structures such as pipelines and construction schedules. The alternative of no action shall be
discussed and the applicant's preferred alternative(s) shall be identified. For alternatives which were eliminated from
detailed study, a brief discussion of the reasons for their having been
eliminated shall be included.
2. Alternatives available to VT DEC. VT DEC alternatives to be discussed shall
include:
a. Taking an action; or
b. Taking an action on a modified or
alternative project, including an action not considered by the applicant; and
c. Denying the action.
3. Identifying preferred alternative. In the final EIS, the responsible official
shall signify the preferred alternative.
c. Affected environment and environmental consequences of the
alternatives. The affected environment
on which the evaluation of each alternative shall be based includes, for
example, hydrology, geology, air quality, noise, biology, socioeconomic, energy,
land use, and archeology and historic subject.
The discussion shall be structured so as to present the total impacts of
each alternative for easy comparison among all alternatives by the reader. The effects of a "no action"
alternative should be included to facilitate reader comparison of the
beneficial and adverse impacts of other alternatives to the applicant doing
nothing. A description of the
environmental setting shall be included in the "no action"
alternative for the purpose of providing needed background information. The amount of details in describing the
affected environment shall be commensurate with the complexity of the situation
and the importance of the anticipated impacts.
d. Coordination. The EIS
shall include:
1. The objections and suggestions made by
local, state, and federal agencies before and during the EIS review process
must be given full consideration, along with the issues of public concern
expressed by individual citizens and interested environmental groups. The EIS must include discussions of any such
comments concerning our actions, and the author of each comments should be
identified. If a comment has resulted in
a change in the project of the EIS, the impact statement should explain the
reason.
2. Public participation through public
hearings or scoping meetings shall also be included. If a public hearing has been held prior to
the publication of the EIS, a summary of the transcript should be included in
this section. For the public hearing
which shall be held after the publication of the draft EIS, the date, time,
place, and purpose shall be included here.
3. In the final EIS, a summary of the
coordination process and VT DEC responses to comments on the draft EIS shall be
included.
XIX. Incorporation by Reference
Material
may be incorporated by reference as provided by 40 CFR 1502.21. In addition such material shall be organized
to the extent possible into a Supplemental Information Document and be made
available for review upon request. No material
may be incorporated by reference unless it is reasonably available for
inspection by potentially interested persons within the period allowed for
comment.
XX. List of Preparers
When
the EIS is prepared by contract, either under direct contract to VT DEC or
through an applicant's or grantee's contractor, the responsible official must
independently evaluate the EIS prior to its approval and taken responsibility
for its scope and contents. The VT DEC
officials who undertake this evaluation shall also be described under the list
of preparers.
ERP0194