Welcome to the
Financial Management Program
Management Program administers the engineering planning advance, engineering
grant, and revolving loan programs. It also writes grant and loan awards for pollution
control and water supply treatment and distribution and wastewater treatment
and collections systems, and solid waste projects, and performs audit
functions for the above projects.
Growth Center and Growth Management Guidance -
The Growth Center and Growth Management Guidance Document provides guidance for municipalities, consultants, Agency of Natural Resources’ staff and others interpreting the Municipal Pollution Control Priority System Rule. The rule establishes criteria for Agency funding of wastewater treatment facilities. The Guidance Document includes an explanation (types and characteristics) of “growth centers” for the purpose of the rule amendment and state regulatory proceedings associated with any infrastructure improvements. The Guidance Document also identifies and evaluates the effectiveness of local planning and regulatory tools that are available to municipalities to manage growth associated with sewer line extensions outside of growth centers.
Guidance Document Update - Engineering Fee Allowances -
An engineering fee allowance applicable to water supply and wastewater projects funded by DEC grant and loan programs was originally established in 1987 and was amended periodically to adjust for inflation. The revision below addresses concerns about the appropriateness of the previous allowance to address engineering cost for very small projects and very large projects, and is based on more recent data from Vermont and Connecticut.
FED Engineering Fee Allowances - Guidance Documents Update Effective September 1, 2011
Drinking Water State Revolving Loan Fund
The Drinking Water State Revolving Fund (DWSRF) program provides low cost loan financing to municipal and privately owned public water systems for capital improvements that improve public health protection and facilitate compliance with the Safe Drinking Water Act.
Drinking Water SRF Federal Fiscal Year 2013 Adopted Intended Use
Municipal Pollution Control Priority Lists and Clean Water Intended Use Plans -
Please find below the adopted Municipal Pollution Control Projects Priority List for State FY 2014 and Clean Water Intended Use Plan for Federal FY 2013. This document includes a listing of construction projects which may apply for and receive State Clean Water Revolving Loan Funds in State fiscal year 2014.
Changes made this year to the Clean Water State Revolving Fund program include:
- Preliminary Engineering Reports
- Short-Lived Asset Reserve table must be included for shore-lived assets not being replaced by the proposed project. Waiver process available for small projects such as pump stations.
Short-Lived Asset Reserve – A table of short lived assets should be included for the system (See Appendix A for examples). The table should include the asset, the expected year of replacement, and the anticipated cost of each. Prepare a recommended annual reserve deposit to fund replacement of short-lived assets, such as pumps, paint, and small equipment. Short-lived assets include those items not covered under O&M, however, this does not include facilities such as a water tank or treatment facility replacement that are usually funded with long-term capital financing.
- Final Design - Need to update Short-Lived Asset Reserve table for short lived assets funded by the project and update the annual reserve deposit.
- Annual Payment to Reserve Fund – Need to make annual deposit to reserve fund. Amount of deposit needs to be at least the amount determined from the Short-Lived Asset Reserve table.
- Verification of Deposits into Annual Reserve Accounts – Projects funded for Preliminary Engineering, Final Design and Construction must submit annual verification of deposits made into annual reserve accounts. Verification can be provided by submitting one of the following to Facilities Engineering Division:
- Annual Reports showing deposits to reserve accounts
- Annual Audit showing deposits to reserve accounts
- Copy of Bank Statement of annual reserve accounts
Please let us know if you have questions,
Financial Program Manager
Facilities Engineering Division
Department of Environmental Conservation
802 498-7374 Cell Phone only
ADOPTED State FY2014 Municipal Pollution Control PRIORITY LIST and
Federal FY2013 Clean Water Intended Use Plan PDF, 18 Pages
Past Years - Pollution Control Priority Lists and Clean Water Intended Use Plans
ADOPTED State FY2013 Municipal Pollution Control PRIORITY LIST and
Federal FY2012 Clean Water Intended Use Plan PDF, 14 Pages, 789 KB
Final Amendment to the Municipal Pollution Control Projects Priority List for State FY 2012
ADOPTED State FY2012 Municipal Pollution Control PRIORITY LIST and
Federal FY2011 Clean Water Intended Use Plan as corrected July 13, 2011 PDF, 13 Pages, 235 KB
Amendment to the State
Fiscal Year 2011 Pollution Control Projects Priority List PDF, 4 Pages, 228KB
Municipal Pollution Control Priority List and Federal FY2010 Clean Water Intended Use Plan PDF,13 Pages, 622 KB
State FY2010 Municipal Pollution Control Priority List and Federal FY2009 Clean Water Intended Use Plan PDF, 16 pages, 2 MB
Amendment to the State FY2009 Municipal Pollution Control Priority List PDF, 7 pages, 75 KB
Clean Water Intended Use Plan – ARRA 2009 Funds April 15, 2009 PDF, 18 pages, 1,040 KB
State FY2009 Municipal Pollution Control Priority List and Federal FY2008 Clean Water Intended Use Plan PDF,
19 pages, 1,026 KB
Amendment to the State FY2008 Municipal Pollution Control Priority List Doc,
1 page, 75 KB
State FY2008 Municipal Pollution Control Priority List and Federal
FY2007 Clean Water Intended Use Plan PDF, 21 pages, 114 KB
State FY2007 Municipal Pollution Control Priority List and Federal FY2006 Clean Water Intended Use Plan PDF, 19 pages, 383 KB
State FY2006 Municipal Pollution Control Priority List and Federal FY2005 Clean Water Intended Use Plan PDF, 24 pages, 131 KB
State FY2005 Municipal Pollution Control Priority List and Federal FY2004 Clean Water Intended Use Plan PDF, 21 pages, 396 KB
State FY2004 Municipal Pollution
Control Priority List and Federal FY2003 Clean Water Intended Use Plan PDF,
28 pages, 144 KB
RULE - Agency of Natural Resources,
Department of Environmental
Environmental Protection Rules: Chapter 2
MUNICIPAL POLLUTION CONTROL PRIORITY SYSTEM Adopted - August 30, 2002, Effective - September 30, 2002 PDF, 12 pages, 37 KB
Clean Water State Revolving Fund (CWSRF) LOAN & State Grant APPLICATIONS -
CWSRF Preliminary Engineering Loan Application Updated 4 May 2011 PDF, 112 KB
CWSRF Final Design Loan Application Updated 18 May 2012 PDF, 117 KB
CWSRF Planning Loan AMENDMENT Updated 4 May 2011 PDF, 117 KB
CWSRF Construction Loan Application Updated 18 May 2012 PDF, 121 KB
CWSRF Construction Loan AMENDMENT Updated 4 May 2011 PDF, 111 KB
State Pollution Grant Application PDF, 20 KB
CLEAN WATER and DRINKING WATER PAYMENT REQUEST Information (Post ARRA):
CWSRF and DWSRF Payment Request Instructions Updated November 14, 2013.doc
CWSRF and DWSRF Payment Request
Form Updated November 14, 2013.xls